Licenses and Regulations

Cross Border Services: Links to all relevant EEA regulators where the Company is passported to provide Cross-Border investment services.

COUNTRY

REGULATOR

LINK OF CROSS-BORDER REGISTRATION

Austria

Austria

Finanzmarktaufsicht (FMA)

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Bulgaria

Bulgaria

Комисията за финансов надзор (КФН - Bulgarian FSC)

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Croatia

Croatia

Hrvatska agencija za nadzor financijskih usluga (HANFA)

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Czech Republic

Czech Republic

Česká Národní Banka (CNB) (Czech National Bank)

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Denmark

Denmark

Finanstilsynet (DFSA) (Danish Financial Supervisory Authority)

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Estonia

Estonia

Finantsinspektsioon (FSAEE)

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Finland

Finland

Finanssivalonta (FIN-FSA) (Financial Supervisory Authority of Finland)

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France

France

Autorité des Marchés Financiers (AMF)
OR
The Financial Firms Register (REGAFI)

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Germany

Germany

Bundesanstalt fur Finanzdienstleistungsaufsicht (BaFin) (Federal Financial Supervisory Authority)

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Greece

Greece

Hellenic Capital Market Commission (HCMC)

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Hungary

Hungary

Magyar Nemzeti Bank (MNB) (Central Bank of Hungary)

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Iceland

Iceland

Fjármálaeftirlitid (FME)

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Ireland

Ireland

Central Bank of Ireland (CBI)

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Italy

Italy

Commissione Nazionale per le Societa e la Borsa (CONSOB) (National Commission for Companies and the Stock Exchange)

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Latvia

Latvia

Finanšu un kapitāla tirgus komisija (FKTK)

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Liechtenstein

Liechtenstein

Finanzmarktaufsicht Liechtenstein (FMA)

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Lithuania

Lithuania

Lietuvos Bankas Eurosistema

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Luxembourg

Luxembourg

Commission de Surveillance du Secteur Financier (CSSF)

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Malta

Malta

Malta Financial Services Authority (MFSA)

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Netherlands

Netherlands

De Autoriteit Financiële Markten (AFM)

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Norway

Norway

Finanstilsynet (NFSA) (Financial Supervisory Authority of Norway)

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Poland

Poland

Komisja Nadzoru Finansowego (KNF)

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Portugal

Portugal

Comissao do Mercado de Valores Mobiliarios (CMVM)

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Romania

Romania

Autoritatea de Supraveghere Financiara (ASF)

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Slovak Republic

Slovak Republic

Národná Banka Slovenska (NBS)

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OR
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Slovenia

Slovenia

Agencija za trg vrednostnih papirjev (ATVP)

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Spain

Spain

Comision Nacional del Mercado de Valores (CNMV) (Spanish Securities Market Commission)

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Switzerland

Switzerland

Swiss Financial Market Supervisory Authority (FINMA)

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Sweden

Sweden

Finansinspektionen (FI) (Financial Supervisory Authority)

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United Kingdom

United Kingdom

Financial Conduct Authority (FCA)

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